Tag: Financial Industry Regulatory
FINRA Charges Broker With Fraud for Trading Unregistered Cryptocurrency
The U.S. Financial Industry Regulatory Authority (FINRA) has filed a complaint against Timothy Tilton Ayre, charging him with securities fraud and the illegal distribution of an unregistered cryptocurrency, according to a statement released on FINRA’s website Tuesday, September 11.
In the complaint, FINRA, overseen by...